Preventing State Crimes Against Democracy Professor Lance deHaven-Smith Florida State University, Tallahassee Dr Matthew T. Witt University of La Verne, California
THIS ARTICLE analyzes U.S. vulnerabilities to state crimes against democracy (SCADs). SCADs are actions or inactions by government insiders intended to manipulate democratic processes and undermine popular sovereignty. Watergate and Iran–Contra are well-known examples of SCADs involving top officials.
SCADs in high office are difficult to detect and successfully prosecute because
- they are usually complex and compartmentalized; - investigations are often compromised by conflicts of interests; - powerful norms discourage speculation about corruption in high office.
However, liberal democracies can reduce their vulnerability to state political criminality by identifying vulnerabilities proactively and instituting policies for SCAD detection and prevention.
Because of growing concerns about the health of U.S. political institutions, public administration scholars have begun to conceptualize and study state crimes against democracy (SCADs). SCADs are actions or inactions by government insiders intended to manipulate democratic processes and undermine popular sovereignty (deHaven-Smith, 2006).
In principle, SCADs can be committed at any level of government, but those involving high office have thus far been the primary focus of scholarly interest because of their potential to subvert political institutions and entire govern- ments or branches of government. Although only a few high-level SCADs in U.S. history have ever been officially corroborated, evidence indicates that at least since World War II American democracy has become vulnerable to subversion by top leaders.
Examples of high-level SCADs that have been officially proven include the Watergate break-ins and cover-up (Bernstein & Woodward, 1974), the secret wars in Laos and Cambodia (Ellsberg, 2002), the illegal arms sales and covert operations in Iran–Contra (Kornbluh & Byrne, 1993; Martin, 2001; Parry, 1999), and the effort to discredit Joseph Wilson by revealing his wife’s status as an intelligence agent (Isikoff & Corn, 2006).
There have been many other political crimes in which involvement by high officials is suspected have gone uninvestigated or unpunished. Examples of suspected SCADs in high office include the fabricated attacks on U.S. ships in the Gulf of Tonkin (Ellsberg, 2002, pp. 7-20), the “October Surprises” in the presidential elec- tions of 1968 (Summers, 2000, pp. 298-308) and 1980 (Parry, 1993; Sick, 1991), the election breakdowns in 2000 and 2004 (deHaven-Smith, 2005; Miller, 2005), and the misrepresentation of intelligence to justify the invasion and occupation of Iraq (Isikoff & Corn, 2006; Rich, 2006).
Nefarious involvement by high-ranking public officials in these and similar events cannot simply be dismissed as improbable, for the investiga- tions of Watergate and Iran–Contra showed that officials at the highest levels of American government can and sometimes do engage in conspira- cies to manipulate elections, wiretap and smear critics, mislead Congress and the public, and in other ways subvert popular sovereignty (Summers, 2000; Walsh, 1997).
Corruption in high office is also predicted by a number of theoretical traditions in public administration and policy that point to sinister, antidemocratic tendencies in modern representative government.
Examples include Harold Lasswell’s garrison–state construct, C. Wright Mills’ theory of the power elite, and Jürgen Habermas’s critical theory. Yet another reason to be open to the possibility of political criminality in high office is the rise since the 1930s of what economists and criminologists refer to as “control frauds” (Black, 2005; Calavita, Pontell, & Tillman, 1999). Usually occurring in waves, these are large-scale frauds, such as the looting of savings and loan companies in the 1980s, that are perpetrated by corporate officers with the tacit approval, if not active support, of high- ranking public officials whose support has been purchased by campaign contributions and other rewards.
Despite the grave implications of political criminality among top lead- ers, public officials tend to downplay the threat of crimes in high office. As a practical matter, oversight committees and government investigators are usually reluctant to pursue suspicions about top leaders unless evidence of guilt is already in hand. Even then, calls for prosecution or removal from office are likely to be tempered by partisan calculations and other strategic considerations.
Still, this widespread reluctance to suspect public officials when they benefit politically from election breakdowns, intelligence failures, breaches of secrecy, and other events need not stand in the way of reforms to make SCADs in high office less likely to be committed in the first place. Liberal democracies can reduce their vulnerability to antidemocratic manipulations by instituting policies for SCAD detection and prevention. Many such policies were enacted in the United States after Watergate, including the War Powers Act, which was designed to prevent presidents from initiating or escalating military action without consulting with Congress, and the Foreign Intelligence Surveillance Act, which restricted electronic surveil- lance of U.S. citizens.
The challenge for public administration scholars and practitioners is to develop effective anti-SCAD policies proactively, before high crimes are committed, so that such crimes will be discouraged by fear of detection and prosecution.
This article analyzes SCAD vulnerabilities in contemporary American government and recommends constitutional and statutory reforms to improve the chances that antidemocratic conspiracies in high office will be detected and punished, if not discouraged in the first place.
The article is divided into three sections.
The first section traces changes in the nature of antidemocratic corruption over the course of American history to changes in U.S. politics and government. Here it is argued that the proliferation since World War II of Watergate-like conspiracies is due to the relatively recent formation of political–economic “complexes” with the means and motivation to manipulate the national political agenda.
The second section focuses on SCADs and suspected SCADs in high office since World War II and explains why they have so often gone uninvestigated and unpunished despite their devastating consequences.
The article concludes by analyzing targets and tactics in post–World War II SCADs to reveal perpetrator profiles and systemic weak points.../ continues at link